SEBI Circular Implemented By VSE
SEBI Circular Implemented By VSE for Oct-2006 to Sep-2009
SEBI Letter no. MIRSD-1/197689/2010 dated 8th March 2010 regarding Two orders passed by SEBI against members of Vadodara Stock Exchange Ltd pursuant to Summary Proceedings
Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal
Company Law settlement scheme, 2010
Easy Exit scheme, 2010
ORDER OF SUMMARY PROCEEDINGS AGAINST THE STOCK BROKERS WHO DEFAULTED IN THE PAYMENT OF REGISTRATION FEES, ORDER DATED 17TH SEPTEMBER, 2010.
Order Nos 69/2010, 70/2010 of the Whole Time Member dated September 17, 2010 against brokers of your exchange who had defaulted in payment of fees in the manner specified in the SEBI (Stock Brokers and Sub-Brokers), Regulations 1992
Circulars for year 2010
3 Jan, 2011 Modifications to client code post trade execution
27 Apr, 2011 Review of Annual Issuers' charges
29 Apr, 2011 Applications Supported by Blocked Amount (ASBA) facility
13 May, 2011 Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker'
2 Jun, 2011 Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment
3 Jun, 2011 Periodical Report – Grant of prior approval to members of stock exchanges/sub-brokers
3 Jun, 2011 Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES)
16 Jun, 2011 Change of Name by Listed Companies
16 Jun, 2011 Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines
17 Jun, 2011 Periodical Report – Grant of prior approval to Depository Participants
17 Jun, 2011 Shareholding of promoter / promoter group to be in dematerialized mode
30 Jun, 2011 Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)
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